Group RRSP Application

Full name

Phone

Street address

Street address line 2

City

Province

Postal code

Date of birth

Relationship status

Years of investment experience?

None

1-3 years

4-6 years

7+ years

Would you like to open additional accounts? (TFSA, RESP, LIRA)

Yes

Need more information

Preferred meeting method?

Phone

Online (Microsoft Teams)

Investment knowledge?

Little to none

Basic

Good

Sophisticated

Would you like to contribute additional funds?

Yes

Need more information

When would work best for an online or phone appointment

Any other information that we should know about?

Additional questions regarding your investment mix

How would you classify your overall financial situation?

No savings and significant debt.

Little savings and a fair amount of debt.

Some savings and some debt.

Some savings and little/no debt.

Significant savings and little/no debt.

Which statement best describe your approach to investing?

I would feel most comfortable investing in vehicles that generate a more stable return year to year, as opposed to investments that fluctuate widely.

I prefer roughly half my assets be invested in fixed income securities, which tend to be less volatile and the balance be invested in equities which tend to be more volatile.

I am comfortable with volatility, knowing that in the short-term, this strategy may result in some declines in value, but that in the long-term, I have a better chance of higher returns.

I seek more aggressive investments, knowing that in the short-term, this strategy may result in substantial declines in value, but that in the long-term, I have a better chance of higher returns.

Which of the following best describes your level of comfort with investing?

I am extremely safety conscious.

I understand there are risks to investing and the risk should always be minimized.

I am comfortable with taking some risk as long as there will be a reasonable long-term return.

I am comfortable with higher risk investments because of the potential for higher long-term returns.

Which portfolio illustrated below represents a portfolio you would feel comfortable with?

Best outcome $120,000, worst outcome $100,000

Best outcome $110,000, worst outcome $95,000

Best outcome $120,000, worst outcome $85,000

Best outcome $130,000, worst outcome $80,000

If your investments dropped in value, how long would you be willing to wait for your portfolio to regain its initial value?

Which statement best describes the total returns you would like your investments to achieve?

Positive returns that are lower but offer greater safety of capital.

Positive returns that offer safety of capital but also the potential for growth.

Returns that approximate index returns in the stock and bond markets.

Returns that exceed index returns in the stock and bond markets.

Meeting Checklist

Thank you! We’ll be in touch.